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Cytomegalovirus vaccine: phase II clinical trial results

  • F. Rieder
    Affiliations
    Department of Medicine I, Division of Infectious Diseases and Tropical Medicine, Medical University of Vienna, Vienna, Austria
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  • C. Steininger
    Correspondence
    Corresponding author: C. Steininger, Department of Medicine I, Medical University of Vienna, Währinger Gürtel 18-20, A-1090 Vienna, Austria
    Affiliations
    Department of Medicine I, Division of Infectious Diseases and Tropical Medicine, Medical University of Vienna, Vienna, Austria
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      Abstract

      Cytomegalovirus (CMV) is one of the most significant viral pathogens during pregnancy and in immunocompromised patients. Antiviral prophylactic strategies are limited by toxicities, drug–drug interactions and development of antiviral resistance. A safe and protective vaccine against CMV is highly desirable in view of the potential positive impact on CMV-associated morbidity and mortality as well as healthcare costs. Unfortunately, this demand could not be met in the past four decades although development of a CMV vaccine has been ranked at the highest priority by the US Institute of Medicine. Multiple different vaccine candidates have been developed and evaluated in phase I clinical trials and few succeeded to phase II trials. Nevertheless, two different vaccines showed recently promising results in trials that studied healthy adults and immunocompromised solid-organ and bone-marrow transplant recipients, respectively. The gB/MF59 vaccine exhibited a vaccine efficacy of 50% in healthy, postpartum females. In transplant patients, gB/MF59 and the DNA vaccine TransVax both limited the periods of viraemia and consequently the need for antiviral treatment. The success of these trials is encouraging and will probably give new impetus to the development of an effective CMV vaccine. Sterilizing immunity may not be attainable in the near future and may not be necessary for a CMV vaccine to have a significant impact on health care as discussed in the present review.

      Keywords

      Significance of Cytomegalovirus Infection and Emerging Risk Groups

      Cytomegalovirus (CMV) is one of the most significant viral pathogens during pregnancy and in immunocompromised patients. CMV infection is the leading cause of congenital viral infection in Western countries with an overall birth prevalence of 0.64% [
      • Kenneson A
      • Cannon MJ
      Review and meta-analysis of the epidemiology of congenital cytomegalovirus (CMV) infection.
      ]. Primary CMV infection occurs during 1–4% of pregnancies with an associated rate of congenital infection of 40–50% [
      • Cannon MJ
      • Davis KF
      Washing our hands of the congenital cytomegalovirus disease epidemic.
      ]. CMV-specific immunity does not protect from intrauterine infection as 1% of fetuses from CMV-seropositive pregnant women are infected in the course of viral reactivation or superinfection with a different CMV strain [
      • Cannon MJ
      • Davis KF
      Washing our hands of the congenital cytomegalovirus disease epidemic.
      ]. Infants with congenital CMV infection are symptomatic at birth in 10% of cases and a further 10–15% of infants will develop symptoms within 4 years postpartum [
      • Kenneson A
      • Cannon MJ
      Review and meta-analysis of the epidemiology of congenital cytomegalovirus (CMV) infection.
      ,
      • Cannon MJ
      • Davis KF
      Washing our hands of the congenital cytomegalovirus disease epidemic.
      ].
      The tremendous success of solid-organ and haematopoietic stem cell transplantations add another growing group of patients at risk for CMV disease. Particularly CMV-seronegative transplant recipients who receive a graft from a CMV-seropositive donor (D+ R) are at high risk for severe CMV disease [
      • Steininger C
      Clinical relevance of cytomegalovirus infection in patients with disorders of the immune system.
      ]. Human immunodeficiency virus-infected patients are mostly CMV-seropositive (>90%) and are therefore frequently at risk for CMV disease during periods of intense immunodeficiency [
      • Bowen EF
      • Griffiths PD
      • Davey CC
      • Emery VC
      • Johnson MA
      Lessons from the natural history of cytomegalovirus.
      ]. Fortunately, the advent of highly active antiretroviral treatment reduced the incidence of CMV disease in these patients from being the most significant opportunistic infection before their development to a rarity [
      • Steininger C
      Clinical relevance of cytomegalovirus infection in patients with disorders of the immune system.
      ]. Progress in the treatment of autoimmune or haematological diseases with immunomodulating drugs improved patient management but put additional patient cohorts at risk for CMV disease. For example, treatment of patients with chronic lymphocytic leukaemia with the monoclonal antibody alemtuzumab increases median survival by several years [
      • Laurenti L
      • Piccioni P
      • Cattani P
      • et al.
      Cytomegalovirus reactivation during alemtuzumab therapy for chronic lymphocytic leukemia: incidence and treatment with oral ganciclovir.
      ]. Alemtuzumab-associated lymphocyte and T-cell depletion, however, results in CMV reactivation and disease in up to 66% of patients without antiviral prophylaxis [
      • Laurenti L
      • Piccioni P
      • Cattani P
      • et al.
      Cytomegalovirus reactivation during alemtuzumab therapy for chronic lymphocytic leukemia: incidence and treatment with oral ganciclovir.
      ]. Finally, patients treated at intensive care units are also at increased risk of CMV reactivation in the absence of a known immunodeficiency [
      • Limaye AP
      • Boeckh M
      CMV in critically ill patients: pathogen or bystander?.
      ]. The reasons for reactivation and the clinical significance of CMV viraemia is poorly defined in these patients [
      • Limaye AP
      • Boeckh M
      CMV in critically ill patients: pathogen or bystander?.
      ]. CMV reactivation in this cohort was associated with adverse clinical outcome such as longer duration of mechanical ventilation, prolonged hospitalization and increased all-cause mortality [
      • Limaye AP
      • Boeckh M
      CMV in critically ill patients: pathogen or bystander?.
      ].
      In view of the significant impact of CMV infection on health care, a safe and protective vaccine against CMV is urgently needed. Development of a CMV vaccine is ranked at the highest priority by the US Institute of Medicine based on avoidable economic costs—estimated annual savings would be $4 billion for transplantations and congenital infections in the USA alone [
      • Griffiths PD
      CMV vaccine trial endpoints.
      ]. However, this need could not be met during four decades of CMV research.

      Strategies for the Prevention of CMV Disease

      In the absence of an effective CMV vaccine, alternative strategies were devised to reduce the risk of CMV infection and disease. Hand and environmental hygiene is an essential part in every effective infection control programme and may also reduce transmission rates of CMV. CMV infection in the first 3 years of life is followed by viral excretion in urine and saliva for up to 42 months [
      • Adler SP
      • Finney JW
      • Manganello AM
      • Best AM
      Prevention of child-to-mother transmission of cytomegalovirus among pregnant women.
      ]. Accordingly, CMV-seronegative mothers of CMV-infected children are at 20–25% higher risk of primary CMV infection compared with CMV-seronegative mothers of uninfected children and become infected with a probability of at least 50% within 1 year after the child acquires the infection [
      • Adler SP
      • Finney JW
      • Manganello AM
      • Best AM
      Prevention of child-to-mother transmission of cytomegalovirus among pregnant women.
      ]. Effective hygiene measures for CMV-seronegative mothers and screening of their children for CMV infection could reduce infection rates significantly [
      • Adler SP
      • Finney JW
      • Manganello AM
      • Best AM
      Prevention of child-to-mother transmission of cytomegalovirus among pregnant women.
      ]. Still, effective interventions also included avoidance of intimate contact of the CMV-seronegative mother with its child, which appears to be rather drastic.
      Several antiviral drugs have been licensed for treatment and prophylaxis of CMV infection and disease (reviewed in [
      • Steininger C
      Novel therapies for cytomegalovirus disease.
      ]). Development of viral resistance to these drugs, toxicities, drug–drug interactions and inhibition of the host’s immune response to CMV may limit significantly the usefulness of these drugs in the clinical setting [
      • Steininger C
      Novel therapies for cytomegalovirus disease.
      ]. To limit potential side-effects of antiviral prophylaxis, the concept of pre-emptive therapy was developed [
      • Kotton CN
      CMV: prevention, diagnosis and therapy.
      ]. Pre-emptive therapy is based on the observation that viraemia is a prerequisite for development of CMV disease. Hence, pre-emptive therapy involves serial testing for CMV-DNA in blood samples and, in contrast to antiviral prophylaxis, administration of antiviral drugs only in the case of a positive test result [
      • Kotton CN
      CMV: prevention, diagnosis and therapy.
      ]. Drug-related toxicities may be reduced considerably with the use of pre-emptive therapy although both preventive approaches have multiple benefits and disadvantages that stirred a controversy on the most useful approach (reviewed in ref. [
      • Kotton CN
      CMV: prevention, diagnosis and therapy.
      ]).

      The CMV Vaccine Pipeline

      Multiple candidate CMV vaccines have been developed during the past four decades and several more are currently under preclinical and clinical evaluation (Table 1). Phase I clinical trials were carried out on almost a dozen vaccine candidates with different antigens, formulations, adjuvants and routes of administration. The stream of vaccine candidates, however, diminishes to a trickle at advanced stages of clinical evaluation. So far, the experience with only a single CMV vaccine warranted a phase II clinical trial in healthy adults for protection from CMV infection [
      • Griffiths PD
      • Stanton A
      • McCarrell E
      • et al.
      Cytomegalovirus glycoprotein-B vaccine with MF59 adjuvant in transplant recipients: a phase 2 randomised placebo-controlled trial.
      ]. Two further recent phase II trials aimed at modifying the course of CMV reactivation or re-infection in immunocompromised patients (therapeutic vaccination) [
      • Griffiths PD
      • Stanton A
      • McCarrell E
      • et al.
      Cytomegalovirus glycoprotein-B vaccine with MF59 adjuvant in transplant recipients: a phase 2 randomised placebo-controlled trial.
      ,
      • Kharfan-Dabaja MA
      • Boeckh M
      • Wilck MB
      • et al.
      A novel therapeutic cytomegalovirus DNA vaccine in allogeneic haemopoietic stem-cell transplantation: a randomised, double-blind, placebo-controlled, phase 2 trial.
      ]. Surprising to all scientists involved [
      • Pass RF
      Development and evidence for efficacy of CMV glycoprotein B vaccine with MF59 adjuvant.
      ], these recent CMV vaccine trials were successful and showed for the first time some light on the horizon.
      TABLE 1Phase I clinical trials of CMV vaccines
      Study population and design
      VaccineVaccine formulationCMV-antigen (s)used in vaccineAdjuvantParameters evaluatedManufacturer/SponsorStudy cohortCMV serostatus of subjectsAge (years)No.RandomizationBlindingPlaceboEnd dateReferencesClinicalTrials.gov Identifier
      VCL-CT02Plasmid (trivalent)
      Boost with Towne live-attenuated vaccine.
      gB, pp65, IE1NoneAntibodies and T cellsVical/AstellasHealthy adultsNeg.18–4512YesOpen-labelNone02/2008Jacobson et al., [
      • Jacobson MA
      • Adler SP
      • Sinclair EA
      • et al.
      A CMV DNA vaccine primes for memory immune responses to live-attenuated CMV (Towne strain).
      ]; Vaccine
      NCT00373412
      VCL-CT02Plasmid (trivalent)
      Boost with Towne live-attenuated vaccine.
      gB, pp65, IE1NoneAntibodies and T cellsVical/AstellasHealthy adultsNeg.18–4517NoneOpen-labelNone08/2007
      Estimated completion date.
      Jacobson et al., [
      • Jacobson MA
      • Adler SP
      • Sinclair EA
      • et al.
      A CMV DNA vaccine primes for memory immune responses to live-attenuated CMV (Towne strain).
      ]; Vaccine
      NCT00370006
      GSK1492903ARecombinant, sub-unitgBProprietaryAntibodies and T cellsGlaxoSmithKlineHealthy male adultsNeg.18–4040
      Estimated number of participants/enrolment.
      NoneOpen-labelNone08/2008n.a.NCT00435396
      Towne-Toledo (1, 2, 3, 4)Chimeric virus strainsWhole virusNoneCMV detection in urine, blood, salivaSaint Louis University School of Medicine, St. Louis, MissouriHealthy adultsPos.18–6025YesDouble-blindYes05/2002Heineman et al., [
      • Heineman TC
      • Schleiss M
      • Bernstein DI
      • et al.
      A phase 1 study of 4 live, recombinant human cytomegalovirus Towne/Toledo chimeric vaccines.
      ]; Journal of Infectious Diseases
      n.a.
      Towne-Toledo (1, 2, 3, 4)Chimeric virus strainsWhole virusNoneCMV detection in urine, blood, salivaVirginia Commonwealth UniversityHealthy male adultsNeg.30–5036
      Estimated number of participants/enrolment.
      YesOpen-labelNoneRecruitingn.a.NCT01195571
      AVX601Bivalent alphavirus replicongB, pp65, IE1NoneAntibodies and T cellsAlphaVaxHealthy adultsNeg.18–4540
      Estimated number of participants/enrolment.
      YesDouble-blindYes07/2008Bernstein et al., [
      • Bernstein DI
      • Reap EA
      • Katen K
      • et al.
      Randomized, double-blind, phase 1 trial of an alphavirus replicon vaccine for cytomegalovirus in CMV seronegative adult volunteers.
      ]; Vaccine
      NCT00439803
      Tetanus-CMV fusion peptidePeptide vaccine
      Tetanus fusion peptide.
      n.a.PF-03512676 DNAT cellsCity of Hope Medical Center/National Cancer Institute (NCI)Recipients of allogeneic HCTPos.18–7536
      Estimated number of participants/enrolment.
      YesOpen-labelNoneRecruitingn.a.NCT01588015
      PADRE-CMV fusion peptidePeptide vaccine
      Containing PADRE/tetanus peptides.
      n.a.PF-03512676 DNA
      PF 03512676 DNA (=CpG 7909 adjuvant).
      T cellsCity of Hope Medical Center/National Cancer Institute (NCI)Healthy adultsPos. & neg.18–5569
      Estimated number of participants/enrolment.
      NoOpen-labelYes04/2012La Rosa et al., [
      • La Rosa C
      • Longmate J
      • Lacet SF
      • et al.
      Clinical evaluation of safety and immunogenicity of PADRE-cytomegalovirus (CMV) and tetanus-CMV fusion peptide vaccines with or without PF03512676 adjuvant.
      ]; Journal of Infectious Diseases
      NCT00722839
      CMVpp65-A
      Boost with Towne live-attenuated vaccine.
      0201
      Peptide vaccine
      Containing PADRE/tetanus peptides.
      pp65NoneT cellsCity of Hope Medical Center/National Cancer Institute (NCI)Healthy adultsPos. & neg.18–6546
      Estimated number of participants/enrolment.
      YesDouble-blindYes04/2009n.a.NCT00712634
      CMV gB/MF59Recombinant, sub-unitgBMF59AntibodiesChiron Corp.Healthy adultsNeg.18–5095
      Estimated number of participants/enrolment.
      YesDouble-blindNonen.a.Frey et al. [
      • Frey SE
      • Harrison C
      • Pass RF
      • et al.
      Effects of antigen dose and immunization regimens on antibody responses to a cytomegalovirus glycoprotein B subunit vaccine.
      ]; Journal of Infectious Diseases
      n.a.
      CMV gB/MF59Recombinant, sub-unitgBMF59AntibodiesChiron VaccinesHealty adultsNeg.21–5046YesDouble-blindYesn.a.Pass et al. [
      • Pass RF
      • Duliege AM
      • Boppana S
      • et al.
      A subunit cytomegalovirus vaccine based on recombinant envelope glycoprotein B and a new adjuvant.
      ]; Journal of Infectious Diseases
      n.a.
      CMV gB/MF59Recombinant, sub-unitgBMF60AntibodiesChiron Corp.ToddlersNeg.1–318YesDouble-blindYesn.a.Mitchell et al. [
      • Mitchell DK
      • Holmes SJ
      • Burke RL
      • Duliege AM
      • Adler SP
      Immunogenicity of a recombinant human cytomegalovirus gB vaccine in seronegative toddlers.
      ]; Pediatric Infectious Disease Journal
      n.a.
      CMV gB/MF59Recombinant, sub-unitgBMF59Antibodies and T cellsSanofi Pasteur MSDHealthy femalesPos.14–40150YesDouble-blindYesn.a.Sabbaj et al. [
      • Sabbaj S
      • Pass RF
      • Goepfert PA
      • Pichon S
      Glycoprotein B vaccine is capable of boosting both antibody and CD4 T-cell responses to cytomegalovirus in chronically infected women.
      ]; Journal of Infectious Diseases
      n.a.
      ALVAC-CMV (vCP139)Attenuated canary pox-basedgBNoneAntibodiesPasteur-MérieuxHealthy adultsPos. & neg.18–5020NoneOpen-labelNonen.a.Adler et al., [
      • Adler SP
      • Plotkin SA
      • Gonczol E
      • et al.
      A canarypox vector expressing cytomegalovirus (CMV) glycoprotein B primes for antibody responses to a live attenuated CMV vaccine (Towne).
      ]; Journal of Infectious Diseases
      n.a.
      ALVAC-CMV (vCP139)Attenuated canary pox-based + live-attenuated virus
      Boost with Towne live-attenuated vaccine.
      gBNoneAntibodiesPasteur-MérieuxHealthy adultsNeg.20–4320YesDouble-blindYesn.a.Adler et al., [
      • Adler SP
      • Plotkin SA
      • Gonczol E
      • et al.
      A canarypox vector expressing cytomegalovirus (CMV) glycoprotein B primes for antibody responses to a live attenuated CMV vaccine (Towne).
      ]; Journal of Infectious Diseases
      n.a.
      vCP260Attenuated canary pox-basedpp65NoneAntibodies and T cellsAventis PasteurHealthy adultsNeg.18–3523Yesn.a.Yesn.a.Berencsi et al., [
      • Berencsi K
      • Gyulai Z
      • Gönczöl E
      • et al.
      A canarypox vector-expressing cytomegalovirus (CMV) phosphoprotein 65 induces long-lasting cytotoxic T cell responses in human CMV-seronegative subjects.
      ]; Journal of Infectious Diseases
      n.a.
      VCP260 + CMV gB/MF59Attenuated canary pox-based and recombinant sub-unitpp65, gBMF59AntibodiesAventis PasteurHealthy adultsNeg.18–45105Yesn.a.Yesn.a.Bernstein et al., [
      • Bernstein DI
      • Scleiss MR
      • Berencsi K
      • et al.
      Effect of previous or simultaneous immunization with canarypox expressing cytomegalovirus (CMV) glycoprotein B (gB) on response to subunit gB vaccine plus MF59 in healthy CMV-seronegative adults.
      ]; Journal of Infectious Diseases
      n.a.
      ASP0113 (TransVax)/VCL-CB01Plasmid (bivalent)pp65, gB
      Formulated with the non-ionic copolymer (poloxamer) CRL1005 and a cationic surfactant benzalkonium chloride (BAK).
      NoneAntibodies and T cellsVical/AstellasHealthy adultsPos. & neg.18–4344NoneOpen-labelNonen.a.Wloch et al. [
      • Wloch MK
      • Smith LR
      • Boutsaboualoy S
      • et al.
      Safety and immunogenicity of a bivalent cytomegalovirus DNA vaccine in healthy adult subjects.
      ]; Journal of Infectious Diseases
      n.a.
      MF59, microfluidized adjuvant 59; HCT, haematopoietic (stem) cell transplant.
      a Boost with Towne live-attenuated vaccine.
      b Tetanus fusion peptide.
      c Containing PADRE/tetanus peptides.
      d Formulated with the non-ionic copolymer (poloxamer) CRL1005 and a cationic surfactant benzalkonium chloride (BAK).
      e PF 03512676 DNA (=CpG 7909 adjuvant).
      f Estimated number of participants/enrolment.
      g Estimated completion date.

      Phase II Vaccine Studies in Healthy Individuals

      The gB/MF59 vaccine was developed in the early 1990s by Chiron (Emeryville, California, USA) and later by Sanofi Pasteur (Paris, France). The vaccine is based on a purified gB protein formulated with MF59, a squalene and water emulsion adjuvant [
      • Pass RF
      Development and evidence for efficacy of CMV glycoprotein B vaccine with MF59 adjuvant.
      ]. In a series of phase I clinical trials including adolescents and adults as well as toddlers, the vaccine was found to be safe and immunogenic (Table 1) [
      • Pass RF
      • Duliege AM
      • Boppana S
      • et al.
      A subunit cytomegalovirus vaccine based on recombinant envelope glycoprotein B and a new adjuvant.
      ,
      • Mitchell DK
      • Holmes SJ
      • Burke RL
      • Duliege AM
      • Adler SP
      Immunogenicity of a recombinant human cytomegalovirus gB vaccine in seronegative toddlers.
      ]. A vaccination schedule of 0, 1 and 6 months elicited the highest titres of neutralizing gB-specific antibodies [
      • Frey SE
      • Harrison C
      • Pass RF
      • et al.
      Effects of antigen dose and immunization regimens on antibody responses to a cytomegalovirus glycoprotein B subunit vaccine.
      ], antibody and T-cell responses could be boosted successfully in CMV-seropositive women [
      • Sabbaj S
      • Pass RF
      • Goepfert PA
      • Pichon S
      Glycoprotein B vaccine is capable of boosting both antibody and CD4 T-cell responses to cytomegalovirus in chronically infected women.
      ], and gB/MF59 was significantly more immunogenic than the highest dose of gB adjuvanted with aluminium hydroxide [
      • Pass RF
      • Duliege AM
      • Boppana S
      • et al.
      A subunit cytomegalovirus vaccine based on recombinant envelope glycoprotein B and a new adjuvant.
      ].
      The extensive and promising experience gained in these early studies warranted a phase II trial in young women of child-bearing age. The patient population of this trial comprised postpartum, CMV-seronegative, predominantly African-American (73%) women (Table 2). The advantage of this population was a comparably high force of CMV infection. CMV-seronegative mothers in earlier studies acquired CMV between deliveries at a rate of c.6% per year and past CMV infection reduced the congenital infection rate by around 67% in subsequent pregnancies compared with the rate in newborns of CMV-seronegative women [
      • Fowler KB
      • Stagno S
      • Pass RF
      Maternal immunity and prevention of congenital cytomegalovirus infection.
      ]. At months 0, 1 and 6, subjects received either the investigational vaccine or placebo (Table 2) and were followed for a median period of 42 months. Subjects were screened for CMV infection by a commercial ELISA that used whole virus lysate. To differentiate immunity generated by the vaccine from that by infection, sera were pre-absorbed with recombinant gB to eliminate gB-specific antibodies, similar to the concept applied to the diagnosis of hepatitis B infection [
      • Zhang C
      • Pass RF
      Detection of cytomegalovirus infection during clinical trials of glycoprotein B vaccine.
      ].
      TABLE 2Phase II clinical trials of CMV vaccines
      Study population and design
      VaccineVaccine formulationCMV-antigen(s)AdjuvantParameters evaluatedManufacturer/Sponsor/Colla boratorStudy cohortCMV serostatus of subjectsAgeNo.RandomizationBlindingPlaceboEnd dateReferencesClinicalTrials.gov Identifier
      ASP0113 (TransVax)/VCL-CB01Plasmid (bivalent)pp65, gB
      Formulated with the non-ionic copolymer (poloxamer) CRL1005 and a cationic surfactant benzalkonium chloride (BAK).
      NoneViraemiaVical/AstellasHCT recipientsPos. (recipient)18–65108
      Estimated number of participants/enrolment.
      YesDouble-blindYes11/2009Kharfan-Dabaja et al. [
      • Kharfan-Dabaja MA
      • Boeckh M
      • Wilck MB
      • et al.
      A novel therapeutic cytomegalovirus DNA vaccine in allogeneic haemopoietic stem-cell transplantation: a randomised, double-blind, placebo-controlled, phase 2 trial.
      ]; Lancet Infectious Diseases
      NCT00285259
      ASP0113 (TransVax)/VCL-CB01Plasmid (bivalent)pp65, gB
      Formulated with the non-ionic copolymer (poloxamer) CRL1005 and a cationic surfactant benzalkonium chloride (BAK).
      NoneViraemiaAstellasHCT recipientsn.a.20+8
      Estimated number of participants/enrolment.
      NoneOpen-labelNoneRecrutingn.a.NCT01903928
      CMV gB/MF59Recombinant, sub-unitgBMF59Antibodies, CMV infectionChiron Corp./Sanofi PasteurHealthy femalesNeg.14–40464YesDouble-blindYes06/2007Pass et al. [
      • Pass RF
      Development and evidence for efficacy of CMV glycoprotein B vaccine with MF59 adjuvant.
      ]; Journal of Clinical Virology
      NCT00125502
      CMV gB/MF59Recombinant, sub-unitgBMF59CMV in urine or blood (PCR)National Institute of Allergy and Infectious Diseases (NIAID)Healthy femalesNeg.12–17409
      Estimated number of participants/enrolment.
      YesDouble-blindYes03/2013
      Estimated end-date.
      n.a.NCT00133497
      CMV gB/MF59Recombinant, sub-unitgBMF59Antibodies, viral loadUniversity College/National Institute of Allergy and Infectious Diseases (NIAID)Solid-organ recipientsPos. & neg.18+140YesDouble-blindYes09/2009Griffiths et al. [
      • Griffiths PD
      • Stanton A
      • McCarrell E
      • et al.
      Cytomegalovirus glycoprotein-B vaccine with MF59 adjuvant in transplant recipients: a phase 2 randomised placebo-controlled trial.
      ]; Lancet Infectious Diseases
      NCT00299260
      vCP260Attenuated canary pox-basedpp65NoneT cellsSanofi (Aventis) Pasteur MSDHCT recipientsPos. & neg.18–8038
      Estimated number of participants/enrolment.
      NoneOpen-labelNone03/2008n.a.NCT00353977
      TowneLive-attenuated whole virusWhole virusNoneCMV diseasePasteur-MérieuxRenal transplant recipientsNeg.n.a.177YesDouble-blindYes03/1990Plotkin et al., [
      • Plotkin SA
      • Higgins R
      • Kurtz JB
      • et al.
      Multicenter trial of Towne strain attenuated virus vaccine in seronegative renal transplant recipients.
      ]; Transplantation
      n.a.
      MF59 = microfluidized adjuvant 59; HCT = haematopoietic (stem) cell transplant.
      a Formulated with the non-ionic copolymer (poloxamer) CRL1005 and a cationic surfactant benzalkonium chloride (BAK).
      b Estimated number of participants/enrolment.
      c Estimated end-date.
      The gB/MF59 vaccine was clearly more effective than placebo in protecting from CMV infection. CMV infection was diagnosed in 31/216 (14%) placebo and 18/225 (8%) CMV gB vaccine recipients (p 0.02). The rate of CMV infection was 6.6/100 person-years in placebo recipients compared with 3.3/100 person-years in vaccine recipients, an overall efficacy of 50%. Congenital CMV infection occurred in 1/81 (1%) and 3/97 (3%) babies born, respectively, to CMV gB vaccine and placebo recipients. During the first 15 months of the follow-up period, vaccinees had a significantly higher probability of remaining free of CMV infection than controls. Nevertheless, this difference remained stable for the ensuing observation period. Accordingly, the protective effect of the gB/MF59 vaccine may be short-lived in concordance with phase I trials that showed neutralizing antibody titres that declined rapidly half a year after vaccination [
      • Pass RF
      • Duliege AM
      • Boppana S
      • et al.
      A subunit cytomegalovirus vaccine based on recombinant envelope glycoprotein B and a new adjuvant.
      ,
      • Frey SE
      • Harrison C
      • Pass RF
      • et al.
      Effects of antigen dose and immunization regimens on antibody responses to a cytomegalovirus glycoprotein B subunit vaccine.
      ].
      The measured vaccine efficacy of 50% is clearly higher than expected and lower than wished for from a clinical perspective. Still, is sterilizing immunity essential for a CMV vaccine to have a significant impact on CMV-associated morbidity and mortality? In contrast to highly infectious viral pathogens such as measles or rubella, CMV is poorly contagious [
      • Edmunds WJ
      • Gay NJ
      • Kretzschmar M
      • Pebody RG
      • Wachmann H
      The pre-vaccination epidemiology of measles, mumps and rubella in Europe: implications for modelling studies.
      ]. The estimated force of CMV infection ranges between 1.6 and 3.5/100 persons/year in the general population of Western countries and is considerably higher in non-Hispanic Blacks and Mexican Americans and in groups with low household income [
      • Colugnati FA
      • Staras SA
      • Dollard SC
      • Cannon MJ
      Incidence of cytomegalovirus infection among the general population and pregnant women in the United States.
      ]. Accordingly, even modest rates of vaccination efficacy (∼60%) would be sufficient to generate herd immunity, interrupt transmission and eradicate CMV from the human population [
      • Griffiths PD
      • McLean A
      • Emery VC
      Encouraging prospects for immunisation against primary cytomegalovirus infection.
      ]. Concomitant interventions such as education and levelling of social disparities would very likely decrease the force of infection further and increase the success of a CMV vaccine.
      Moreover, sterilizing immunity may not be required to protect infants from the consequences of intrauterine CMV infection. The evaluation of dried blood spots from newborn biochemical screening (‘Guthrie’) cards for quantity of CMV-DNA revealed a significant positive correlation between viral load and severity of sensorineural hearing loss [
      • Walter S
      • Atkinson C
      • Sharland M
      • et al.
      Congenital cytomegalovirus: association between dried blood spot viral load and hearing loss.
      ]. Vaccinating adolescent females with a CMV vaccine that does not protect from infection but from significant periods of viraemia in the child may still be a valuable prophylactic option in addition to the use of antivirals in newborns, which frequently cause significant neutropenia [
      • Kimberlin DW
      • Lin CY
      • Sanchez PJ
      • et al.
      Effect of ganciclovir therapy on hearing in symptomatic congenital cytomegalovirus disease involving the central nervous system: a randomized, controlled trial.
      ].

      Phase II Vaccine Studies in Immunocompromised Patients

      Three phase II clinical trials have been completed in immunocompromised patients so far (Table 2). Two decades ago, the first one was conducted in D+ R kidney transplant recipients at high risk for CMV infection with the use of an attenuated Towne strain of CMV [
      • Plotkin SA
      • Starr SE
      • Friedman HM
      • et al.
      Effect of Towne live virus vaccine on cytomegalovirus disease after renal transplant. A controlled trial.
      ]. Consistent with earlier phase I studies, this vaccine did not prevent CMV infection, but severe cases of CMV disease were observed only in the placebo group [
      • Plotkin SA
      • Starr SE
      • Friedman HM
      • et al.
      Effect of Towne live virus vaccine on cytomegalovirus disease after renal transplant. A controlled trial.
      ]. Nevertheless, a limitation of this vaccine was its apparent inefficiency to generate neutralizing antibodies [
      • Adler SP
      • Starr SE
      • Plotkin SA
      • et al.
      Immunity induced by primary human cytomegalovirus infection protects against secondary infection among women of childbearing age.
      ].
      In 2006, a trial of the gB/MF59 vaccine was initiated in kidney and liver transplant patients to evaluate its effectiveness with respect to reducing the incidence of end-organ disease [
      • Griffiths PD
      • Stanton A
      • McCarrell E
      • et al.
      Cytomegalovirus glycoprotein-B vaccine with MF59 adjuvant in transplant recipients: a phase 2 randomised placebo-controlled trial.
      ]. The patient population included CMV-seropositive and CMV-seronegative recipients and donors, respectively. Patients were followed for a median observation period of 95 days post-transplantation. One prerequisite for the feasibility of this study was the use of pre-emptive therapy in contrast to universal prophylaxis, which allowed the evaluation of vaccine efficacy without confounding by the antiviral intervention. The low rates of end-organ disease observed (1/78 patients) underlined the effectiveness of pre-emptive therapy but made the definition of the co-primary endpoints—safety and immunogenicity of the vaccine—necessary [
      • Griffiths PD
      • Stanton A
      • McCarrell E
      • et al.
      Cytomegalovirus glycoprotein-B vaccine with MF59 adjuvant in transplant recipients: a phase 2 randomised placebo-controlled trial.
      ].
      The gB/MF59 vaccine induced significantly higher antibody titres in CMV-seronegative and -seropositive subjects than in placebo recipients. The proportion of patients who tested positive for CMV-DNA anytime during the observation period was similar in the two study groups. Still, high gB-antibody titres correlated with shorter duration of viraemia (p 0.0022) and, particularly in the D+ R vaccine recipients at high risk for CMV infection, duration of viraemia and number of days of ganciclovir treatment were reduced [
      • Griffiths PD
      • Stanton A
      • McCarrell E
      • et al.
      Cytomegalovirus glycoprotein-B vaccine with MF59 adjuvant in transplant recipients: a phase 2 randomised placebo-controlled trial.
      ].
      The third CMV vaccine evaluated in a phase II trial, TransVax [VCL-CB01, Vical (San Diego, California, USA)/Astellas (Tokyo, Japan)], differs from gB/MF59 with respect to formulation, antigens and target population. TransVax is a bivalent DNA vaccine encoding the two CMV antigens pp65 and gB, adjuvanted with poloxamer CRL1005 and benzalkonium chloride. CMV pp65 was included to induce T-cell responses and gB was included to induce antibody and T-cell responses. The aim of the phase II trial of TransVax was to boost pre-existing immunity in CMV-seropositive bone-marrow transplant recipients (therapeutic vaccination) [
      • Kharfan-Dabaja MA
      • Boeckh M
      • Wilck MB
      • et al.
      A novel therapeutic cytomegalovirus DNA vaccine in allogeneic haemopoietic stem-cell transplantation: a randomised, double-blind, placebo-controlled, phase 2 trial.
      ]. Subjects received either vaccine (n = 40) or placebo (n = 34) at day –5, 21–41, 84, 196 and were followed for 1 year post-transplantation (Table 2). Similarly to the gB/MF59 trial, the main endpoint of this study was significant CMV-DNA detectable in blood from patients and requiring antiviral therapy.
      Occurrence and duration of CMV viraemia episodes were significantly reduced in these CMV-seropositive patients when receiving the full vaccination schedule of TransVax. In addition, the intervals between periods of viraemia were clearly longer in vaccine recipients than in placebo recipients.
      The observed efficacy of TransVax is remarkable for several reasons. (i) Donors of bone marrow were also CMV-seropositive in >50% of transplantations and therefore potential sources for CMV superinfection with an additional viral strain. Immunosuppressive or myeloablative therapies diminish the response of pre-existing immunity to antigens and immune maturation following primary infection is clearly prolonged [
      • Steininger C
      • Kundi M
      • Kletzmayr J
      • Aberle SW
      • Popow-Kraupp T
      Antibody maturation and viremia after primary cytomegalovirus infection, in immunocompetent patients and kidney-transplant patients.
      ]. Accordingly, it may be hypothesized that the vaccine had some protective effect also in cases of superinfection. (ii) The successful vaccination strategy was attributed to the stimulation of cell-mediated immunity to pp65, gB-specific humoral or cellular immunity was not stimulated significantly with use of TransVax [
      • Kharfan-Dabaja MA
      • Boeckh M
      • Wilck MB
      • et al.
      A novel therapeutic cytomegalovirus DNA vaccine in allogeneic haemopoietic stem-cell transplantation: a randomised, double-blind, placebo-controlled, phase 2 trial.
      ]. In a phase I trial in healthy CMV-seropositive and CMV-seronegative adults, Transvax induced a significant antibody and/or T-cell response only in 46% of CMV-seronegative and in 25% of CMV-seropositive participants evaluated [
      • Wloch MK
      • Smith LR
      • Boutsaboualoy S
      • et al.
      Safety and immunogenicity of a bivalent cytomegalovirus DNA vaccine in healthy adult subjects.
      ]. In contrast, the success of the gB/MF59 vaccine trial in solid-organ transplant recipients was defined similarly by virological end-points but attributed to the generation of protective gB-antibody titres [
      • Griffiths PD
      • Stanton A
      • McCarrell E
      • et al.
      Cytomegalovirus glycoprotein-B vaccine with MF59 adjuvant in transplant recipients: a phase 2 randomised placebo-controlled trial.
      ]. This difference between the two studies underlines the importance of clinical end-points in CMV vaccine trials, such as prevention of maternal–fetal transmission of CMV or of CMV disease in immunocompromised patients [
      • Pass RF
      Development and evidence for efficacy of CMV glycoprotein B vaccine with MF59 adjuvant.
      ]. (iii) The equally high occurrence rate of CMV disease recorded in both TransVax study groups is a reminder that sterilizing immunity may not be attainable in immunocompromised patients. Still, a CMV vaccine may still have a significant clinical impact when the use of potentially toxic antiviral drugs may be reduced, the efficacy of established prophylactic strategies improved, and the time of first CMV viraemia delayed to periods of less intense immunosuppression, as was the case in the TransVax study.

      Future Directions in the Development of a CMV Vaccine

      Evaluation of the two successful CMV vaccines (gB/MF59, TransVax) will be carried on soon in phase III trials (see www.clinicaltrials.gov). Still, the use of laboratory-adapted CMV strains as templates for vaccine antigens may be problematic. AD169 and Towne have been extensively propagated on fibroblasts and harbour deletions, mutations and rearrangements in the virus genome including a large deletion in the AD169 genome encompassing all of the UL133-UL150 genes and a frameshift in the UL131 gene [
      • Wang D
      • Shenk T
      Human cytomegalovirus UL131 open reading frame is required for epithelial cell tropism.
      ]. Wang and Shenk showed recently that an intact UL128-131 locus is important for broadening viral tropism to epithelial and endothelial cells [
      • Wang D
      • Shenk T
      Human cytomegalovirus UL131 open reading frame is required for epithelial cell tropism.
      ]. Antibodies to the pentameric complex gH/gL/UL128-131 neutralize viral entry into epithelial cells and reduce the risk of perinatal CMV transmission [
      • Wang D
      • Shenk T
      Human cytomegalovirus UL131 open reading frame is required for epithelial cell tropism.
      ,
      • Lilleri D
      • Kabanova A
      • Revello MG
      • et al.
      Fetal human cytomegalovirus transmission correlates with delayed maternal antibodies to gH/gL/pUL128-130-131 complex during primary infection.
      ]. Interestingly, the pentameric complex of rhesus and human CMV also appears to play a significant role in the priming of T cells by inhibiting responses to highly promiscuous, unconventional epitopes, which would induce a broad major histocompatibility complex class I-restricted and class II-restricted CD8+ T-cell response [
      • Hansen SG
      • Sacha JB
      • Hughes CM
      • et al.
      Cytomegalovirus vectors violate CD8+ T cell epitope recognition paradigms.
      ].
      In recognition of the immunological significance of the pentameric complex of CMV, part of the pentameric complex is incorporated as antigen in two vaccines that are currently under development. One vaccine is based on an alphavirus replicon particle vaccine platform that generated in mice broadly cross-reactive complement-independent CMV neutralizing antibodies at higher titres than those elicited by gB [
      • Loomis RJ
      • Lilja AE
      • Monroe J
      • et al.
      Vectored co-delivery of human cytomegalovirus gH and gL proteins elicits potent complement-independent neutralizing antibodies.
      ]. The other vaccine is based on a CMV virus with restored expression of the pentameric complex (AD169-based revertant) which showed a significant increase of neutralizing antibodies in rhesus macaques in comparison to the AD169 strain [
      • Fu TM
      • Wang D
      • Freed DC
      • et al.
      Restoration of viral epithelial tropism improves immunogenicity in rabbits and rhesus macaques for a whole virion vaccine of human cytomegalovirus.
      ].
      Recent CMV vaccine designs even focus on turning the virus’ own immunomodulatory strategies against itself. For example, NKG2D is a potent immune-activating receptor expressed on NK cells, NKT cells, γδ T cells and CD8 T cells. CMV has evolved numerous mechanisms to evade NKG2D-mediated immune response. Generation of recombinant CMV encoding the ligand for an activating NK cell receptor, however, results in a profoundly attenuated virus strain that induces long-lasting immunity [
      • Slavuljica I
      • Busche A
      • Babic M
      • et al.
      Recombinant mouse cytomegalovirus expressing a ligand for the NKG2D receptor is attenuated and has improved vaccine properties.
      ].
      In conclusion, the success of recently completed clinical trials is encouraging and is likely to give new impetus to the development of a CMV vaccine. The low hanging fruits of vaccine development against smallpox, polio, measles, mumps or rubella have been picked but should not serve as standards for a CMV vaccine. Nevertheless, the recent clinical trials underline the fact that the development of a CMV vaccine with a significant impact on health care is feasible. Novel vaccine technologies along with identification of additional and potentially even more immunogenic CMV epitopes carry a high potential to improve CMV vaccine efficiency further.

      Transparency Declaration

      The authors declare no conflicts of interest.

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